Rockefeller Archive Center

Rockefeller Archive Center Research Reports are created by recipients of research travel stipends and by many others who have conducted research at the RAC. The reports demonstrate the breadth of the RAC's archival holdings, particularly in the study of philanthropy and its effects. Read more about the history of philanthropy at Also, see the RAC Bibliography of Scholarship, a comprehensive online database of publications citing RAC archival collections.
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American Philanthropy and Post-1956 Hungarian Refugee Aid

August 6, 2021

My research at the Rockefeller Archive Center focused on the records of the Ford Foundation, the Rockefeller Foundation, and the Social Science Research Council. Some materials from the Nelson A. Rockefeller papers and the Rockefeller University archives were also consulted. The primary goal of my research was to identify the role of the Ford and Rockefeller Foundations in supporting collaboration across the Iron Curtain in the humanities.Upon arriving at the Archive Center and gaining an initial insight and a better overview of the potentially relevant materials, I complemented my original research agenda with an additional aspect. I realized that among the records of both the Rockefeller and the Ford Foundations, a large number of collections deal with humanitarian actions that benefited Hungarian refugees leaving their country in 1956 and 1957, after Soviet military forces defeated the Hungarian revolution and before the borders were closed and strictly controlled. While it was known that American philanthropic foundations were involved in humanitarian aid, existing scholarship in the field has not reported on the extent of their involvement. The Rockefeller and Ford Foundations gained passing mentions at best, or not at all. Considering the potential benefits for the international research community, I decided to cover these numerous records during my stay. The number of documents on Hungarian refugee aid far exceeded the amount of materials on soft cultural diplomacy in Hungary. Considering that previous researchers have already reported on Ford Foundation's Eastern European Fund, probably, the most important cultural diplomatic effort targeting the region during the early Cold War (that I covered myself to gain firsthand knowledge on the program), I will rather focus in this report on what other researchers did not.

Cold War; Ford Foundation; Refugee Scholars

Austrian Economists, the Rockefeller Foundation, and International Economics

June 25, 2019

This paper examines the role that Austrian economists played in international economics discussions in the 1920s and 1930s. With the support of the Laura Spelman Rockefeller Memorial, Austrian scholars received the opportunity to study abroad, learning the latest social scientific techniques in use, particularly in the United States. They also applied to the Rockefeller Foundation (RF) for funds to support their ongoing research in Central Europe. The most notable innovation was the Institut für Konjunkturforschung (IfK; Institute for Business Cycle Research), which existed as an independent economics institution until the Anschluss in 1938. The IfK became the crown jewel in a string of Central European business cycle institutes. Under the leadership of Friedrich Hayek and especially Oskar Morgenstern, the institute introduced innovative techniques and produced reliable economic data. Additionally, the Austrians wrote books and organized conferences about the Great Depression. Finally, when many Austrians sought refuge from the ever-worsening political situation in Europe, they turned to their contacts at the RF for assistance in finding employment or for financial assistance. For several of the émigré Austrian scholars, the relationship with the RF endured throughout most of their productive careers. Well into the 1960s, the RF continued to sustain projects from the Austrians, some of which outlived their originators.

Radio Research and Refugee Scholars: American Philanthropies Respond to the European Crisis before the War, 1933-39

July 19, 2018

University presidents and foundation administrators in the United States viewed the global refugee crisis precipitated by Hitler's rise to power in Germany in 1933 as a serious humanitarian disaster in need of immediate attention.  It was also, in their view, a historic opportunity to salvage the great minds of Central Europe.  For the officers of the Rockefeller Foundation, the crisis coincided with an increasing interest in sponsoring studies on radio and mass communications, public opinion, and the vulnerabilities of Western democracies to fascism.  Many European social scientists, with their background in empirical research, were ideally suited to study these problems.  The sociologist Paul Lazarsfeld, for example, chose to remain in the U.S. as a Rockefeller fellow when fascism took hold in his native Austria in 1934, and he went on to become the head of a major research institute at Columbia University.This paper considers the efforts of American citizens, academic elites, and foundation officers to aid refugee scholars and researchers by placing them at American institutions and supporting their work through grants and other forms of aid.  Officers in the Humanities and Social Sciences divisions of the Rockefeller Foundation, working in concert with the leaders of organizations like the Emergency Committee in Aid of Displaced Foreign Scholars, were instrumental in supporting these émigrés and their work in the United States.  The Emergency Committee, with the financial assistance of the Rockefeller Foundation, assisted more than six-hundred refugee scholars with securing university appointments and grants over its twelve years of existence.

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