Rockefeller Archive Center

Rockefeller Archive Center Research Reports are created by recipients of research travel stipends and by many others who have conducted research at the RAC. The reports demonstrate the breadth of the RAC's archival holdings, particularly in the study of philanthropy and its effects. Read more about the history of philanthropy at resource.rockarch.org. Also, see the RAC Bibliography of Scholarship, a comprehensive online database of publications citing RAC archival collections.

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Research Ethics and Professionalism on the Line: A Critical Analysis of Rockefeller Foundation Support of Neurosciences in Nazi Europe, 1933-1945

January 5, 2023

The Nazi movement, heavily rooted in eugenics, caused the persecution and exile of hundreds of neuroscientists. Additionally, eugenic research took place in Nazi Germany with the motivation of improving the so-called "German race" through elimination of hereditary neurological diseases. With the advent of illegal killing of neuropsychiatric patients after World War II started, those patients could be used unethically as research subjects. Thus, neuroscience was at the heart of immoral and unethical activities in Nazi Germany from 1933 to 1945. The Rockefeller Foundation (RF) supported at least twenty exiled academic neuroscientists who either had prior RF support, or who showed "merit" to justify their being awarded limited funds to restart their careers abroad. The RF also supported eugenic neuroscientific research in Nazi Germany (and Denmark) despite escalating racial persecution in pre-war Germany. Some RF funds went to an institute which was also funded by the elite Nazi paramilitary group, the SS. And, an initially RF-funded project, a monkey farm in Würzburg, was used in unethical experiments to prove the cause of multiple sclerosis (MS) with subjects targeted for killing. Overall, the RF walked a fine line between supporting some victims of Nazi persecution, while ironically continuing to fund some neuroscientific research that could be linked to their persecution in the first place, or to destruction of neuropsychiatric patients. While supporting academic refugees was laudable, there was an undercurrent of supporting "best science" without regard for the ethical implications, from which current neuroscientists and others can learn valuable lessons.

Alfred E. Cohn Papers; Biology and Medical Research; Commonwealth Fund; Eugenics; Refugee Scholars; Rockefeller Foundation; Rockefeller University; World War II

“If Human Ears Were Tuned to Bat Frequencies": Inaudible Sound and the Sciences of Bat Echolocation

October 27, 2022

This report provides draft excerpts from my PhD dissertation titled "The Inaudible Sounds of Science and Medicine: Animals and Media from the Galton Whistle to Bat Echolocation," a chapter of which explores the laboratory work of Donald R. Griffin – and especially the emergence of the concept of bat echolocation – as it contributed to a sonic history of "ultrasound" and other typologies of liminal sound vibrations. Such "inaudible sounds" repeatedly defied amplification (efforts to make them louder); their frequencies were too high or too low to vibrate the human eardrum. But humans have long suspected that insects, bats, dogs, and other animals could hear them and communicate through them. The following research on bat echolocation in the Griffin laboratory is one aspect of a much more comprehensive historical project, which platforms nonhuman listeners in 19th- and 20th-century experimental contexts as they repeatedly pushed the limitations of human hearing. Broadly speaking, the dissertation suggests that animal figures are useful vectors for exploring an expanded history of sounds, including high-pitched frequencies, in science and medicine. My objective is to better understand how scientists designed media and choreographed animal listeners in order to make meaning from the sounds they could not hear on their own. I am most invested in understanding how humans exploited, collaborated with, and coexisted with animals to make sense of the insensible – or, to understand the unheard bestial worlds of communication. In this report, I draw on material from the Donald R. Griffin Papers, held at the Rockefeller Archive Center, which includes a vast array of Griffin's laboratory notebooks, correspondences, sound films, newspaper clippings, and publications. The analysis spans the years between Donald Griffin's first experiment on bat navigation in the dark (1938) – conducted during his early graduate training years – and his postwar research on the physical principles of bat pulses into the 1960s. More specifically, I characterize the ways in which various forms of media were deployed in experimental settings to study bats and the inaudible sounds emitted by them for orienting their bodies in flight. Scientists and collaborators of the Griffin lab relied on an array of mixed media, from the sound transposing devices of Harvard physicist George W. Pierce, to mechanical-visual apparatuses such as cathode-ray oscillograms and sound spectrographs, through to hand-written laboratory notes and printed correspondences and – ultimately – the bats themselves, to answer their questions. Furthermore, I explore the epistemic techniques of listening for sound and silence in the Griffin laboratory, in which the ears and eyes of scientists interfaced with special acoustic media to produce certain knowledges about bats and their patterns of flight. This project also engages with the highly militarized scientific contexts that constituted Griffin's work on bat echolocation.

Biology and Medical Research; Donald R. Griffin Papers; Rockefeller University; Technology; World War II

Berlin, a “Hollow Shell”: The City as a “Laboratory Study” - A Report on the Ford Foundation’s Cultural and Artistic Projects in Post-war Berlin

September 23, 2022

Throughout the Cold War, American philanthropic organisations founded new institutions and supported already established institutions in West Berlin. They became essential players in the cultural life of the Western part of the former German capital. After a disastrous war and the dismemberment of Germany, the ex-capital Berlin, however, continued to exist – to employ a term of a British diplomat – as a "city on leave." Partly destroyed, disconnected from the "economic miracle" ("Wirtschaftswunder") of West Germany, and dependent for its survival on material assistance from the Federal Republic, the city nevertheless gained symbolic importance in the ideological conflict between the Soviet Union and the West. On a military level, the city was, as the French political scientist Raymond Aron put it, just a "glacis" in the Cold War's confrontations. But as a cultural outpost of Western democratic countries, the city obtained importance as a showcase for new artistic movements and cultural tendencies.

Cold War; Ford Foundation; Humanities; Rockefeller Foundation

Contested Subjects across Cold War Frontiers: Hungarian Refugees from 1956

July 29, 2022

My project follows Hungarian refugees from the failed Hungarian Revolution of 1956 through the Cold War ideological and institutional structures of the immediate postwar period. To what extent did they adopt a Cold War script, and conversely and to what extent were they conditioned by the constraints of the geopolitical order? Moreover, how did they help constitute the international meaning of the Revolution? This project is motivated by answers to these questions and uses individual Hungarian refugee trajectories to unpack new insights on the Cold War, as well as how the Cold War obscured other concerns at the time – for instance, decolonization and processing the memories of the Second World War.

Cold War; Rockefeller Foundation

Cultivating Moderates: East-West Exchanges and International Influences on Poland’s Transition to Democracy

May 13, 2022

Beginning in the 1950s, American nongovernmental organizations and US government agencies sponsored exchange programs to bring Eastern European scientists, humanists, scholars, and professionals to Western Europe and the United States, in the belief that exposure to the West would pull East Europeans toward democratic capitalism and undermine communist power. Four decades later in 1989, Poles from both government and opposition groups sat together at a round table to negotiate a transformation from one-party communist rule to capitalist democracy. But did these trips and experiences influence how political elites sought to reform their society at the end of the Cold War? Put most broadly, can pathways of influence and shifts in perception within specific epistemic communities be measured, mapped, and visualized to better illustrate and understand exogenous influences on the democratization process in Eastern Europe?This interdisciplinary project combines traditional, archivally-based qualitative techniques used by historians with digital network analysis tools to better understand the complex, overlapping networks of political revolution and international exchange that came together during the Round Table negotiations in Warsaw in 1989.

Cold War; Ford Foundation; International Relations; Rockefeller Foundation

A History of Diabetes at the Rockefeller Archive Center: The Development of Oral Hypoglycaemic Drugs and the UGDP Debate

December 3, 2021

With very generous research funding provided by the Rockefeller Archive Center (RAC), I was able to travel from Scotland in early August 2018. This was my first trip to the RAC, as well as my first time in the United States. Having just finished up at a three-month internship at the Scottish government, I was thrilled to be granted time and financial support for archival research. This report presents a summary of my time at the RAC and how the material I accessed there has supported my thesis. For those interested in the history of pharmacy in the second half of the twentieth century, or specifically the history of diabetes, this report provides an overview of the history of the development of the first oral anti-diabetic agents. It highlights the debate that followed one of the most contentious medical trials in the history of medicine, the University Group Diabetes Program.

Biology and Medical Research; Mass Communications; Medicine and Healthcare; The Medical Letter

The Franco-American Race for the Yellow Fever Vaccine

August 30, 2021

This paper looks at the cooperation and rivalry between the Rockefeller Foundation and the French Pasteur Institute during the development of the 17-D and Dakar vaccine strains for inoculation against yellow fever. Using sources held at the Rockefeller Archive Center, this paper recovers the tenuous relationship between the researchers funded by the two institutions, and shows how their work was shaped by national, imperial, and scientific rivalries. In the race to the yellow fever vaccine, the Pastorians, in particular, utilized their imperial network, which allowed them to bypass ethical concerns raised by researchers in Paris and elsewhere, and proceeded to human trials using a vaccine that had been criticized for its adverse neurological effects on certain subjects.

Biology and Medical Research; International Health Board; Medicine and Healthcare; Public Health; Rockefeller Foundation

American Philanthropy and Post-1956 Hungarian Refugee Aid

August 6, 2021

My research at the Rockefeller Archive Center focused on the records of the Ford Foundation, the Rockefeller Foundation, and the Social Science Research Council. Some materials from the Nelson A. Rockefeller papers and the Rockefeller University archives were also consulted. The primary goal of my research was to identify the role of the Ford and Rockefeller Foundations in supporting collaboration across the Iron Curtain in the humanities.Upon arriving at the Archive Center and gaining an initial insight and a better overview of the potentially relevant materials, I complemented my original research agenda with an additional aspect. I realized that among the records of both the Rockefeller and the Ford Foundations, a large number of collections deal with humanitarian actions that benefited Hungarian refugees leaving their country in 1956 and 1957, after Soviet military forces defeated the Hungarian revolution and before the borders were closed and strictly controlled. While it was known that American philanthropic foundations were involved in humanitarian aid, existing scholarship in the field has not reported on the extent of their involvement. The Rockefeller and Ford Foundations gained passing mentions at best, or not at all. Considering the potential benefits for the international research community, I decided to cover these numerous records during my stay. The number of documents on Hungarian refugee aid far exceeded the amount of materials on soft cultural diplomacy in Hungary. Considering that previous researchers have already reported on Ford Foundation's Eastern European Fund, probably, the most important cultural diplomatic effort targeting the region during the early Cold War (that I covered myself to gain firsthand knowledge on the program), I will rather focus in this report on what other researchers did not.

Cold War; Ford Foundation; Refugee Scholars

Polish Experts and American Internationalists in the Field of Social Science

December 23, 2020

The archival holdings of the Rockefeller Archive Center (RAC) are a valuable resource for the history of expertise. I have used several of the RAC collections to write a social history of the interchange of knowledge between Polish social scientists and American internationalists in the 1920s and the 1930s. I would like to see this story as the Continental prehistory of American area studies. This report offers an overview of my work at the RAC, in particular, the types of materials I have looked through. It briefly discusses how the evidence enriched my understanding of the ways that expert knowledge traveled between Eastern Europe and the United States.

Interwar Years; Rockefeller Foundation; Social Sciences

The Ford Foundation in Greece, 1958-1982

December 9, 2020

I am working on a historical examination of the Ford Foundation's activities in Greece. I initially came across the Ford Foundation, one of the most significant US philanthropic institutions, along with the Rockefeller Foundation and the Carnegie Corporation, during my Ph.D. research on the political publishing field in Greece during the "long 1960s." The Ford Foundation (FF) grants are very much present both in oral testimonies, as well as in the Greek press from the late 1960s until the early 1970s. However, until now, the issue has been assessed only at a political level or a mere journalistic one.I mainly focus on the first period of the Ford Foundation activities in Greece, from 1958 to 1968, and on the second period from 1968 to 1982 during the tenure of Kaiti Myrivilli, the on-site director of operations and a key person for the development of Ford Foundation's program. During the former period, funding was directed primarily to (state) institutions. The latter period of the FF's operations in Greece was rather controversial, as it initiated a time of left-wing grantees during a military dictatorship perceived to having been US-led, causing heated debate and polemics. My project goal is to reconstruct the history of the Ford Foundation activity in Greece within the context of the cultural Cold War and at the same time keep conspiracy theories and Manichaeism away from my analysis.

Ford Foundation

Intellectual Relief in Europe following the First World War

September 16, 2020

This project examines the phenomenon of intellectual relief in Europe following the end of the First World War. Intellectual relief is defined as aid that was specifically aimed at intellectuals and cultural institutions and constituted not only food and medicine, but also specialist reading material and equipment. My project aims to establish why intellectuals were targeted for bespoke relief and what philanthropic and humanitarian bodies, such as the Rockefeller Foundation, Laura Spelman Rockefeller Memorial, and Commonwealth Fund, sought to achieve by it. It also poses the question of who the "intellectuals" were and how they were identified. In a wider sense, my research will provide a new means of understanding how Europe transitioned from war to peace and how contemporaries sought to build stable democratic states.

Commonwealth Fund; Interwar Years; Laura Spelman Rockefeller Memorial; Office of the Messrs. Rockefeller RG 2; Rockefeller Family; Rockefeller Foundation

A Tale of Two (Nursing) Schools: Sofia and Zagreb through the Rockefeller Foundation’s Lens

January 28, 2020

This paper addresses the following set of questions: What constituted the "nursing question" in Bulgaria and the "nursing situation" in interwar Yugoslavia? What comparisons could be made about those two cases? What were the other international organizations involved in nursing education and how did they compete/collaborate with the RF? How did the development of nursing training in Europe, sponsored by the RF, intertwine with various administrative reorganizations within the RF?

Medicine and Healthcare; Nursing; Rockefeller Foundation

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