Rockefeller Archive Center

Rockefeller Archive Center Research Reports are created by recipients of research travel stipends and by many others who have conducted research at the RAC. The reports demonstrate the breadth of the RAC's archival holdings, particularly in the study of philanthropy and its effects. Read more about the history of philanthropy at resource.rockarch.org. Also, see the RAC Bibliography of Scholarship, a comprehensive online database of publications citing RAC archival collections.
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The Formation of the NBER: Insights from the Rockefeller Archive Center

September 14, 2021

During several visits to the Rockefeller Archive Center (RAC) in 2017 and 2018, I viewed papers from a handful of collections which provided perspective on the early history of the National Bureau of Economic Research (NBER). In my book project, tentatively titled Mapping the Future. A Euro-American History of Business Forecasting, 1920-1980, I investigate the history of four economic forecasting tools that have been developed, disseminated, and applied in the United States, in Europe, and beyond. One of them, leading indicators, was originally developed at the NBER in the 1930s and  remains, till today, one of the most prominent forecasting tools worldwide. In what follows, I offer an overview of my book project and outline the history of the formation of the NBER. In it, I make extensive references to the sources of the Rockefeller Archive Center, which provide the most profound insights into the early history of the NBER.

Commonwealth Fund; Economics; Interwar Years; Office of the Messrs. Rockefeller RG 2; Rockefeller Family; Rockefeller Foundation; Social Sciences

“A Most Interesting and Complex Involvement”: Cold War Alignments between the Ford and Rockefeller Foundations, the Congress for Cultural Freedom, and the Central Intelligence Agency

May 25, 2021

When temperatures on the cultural Cold War front reached boiling point in the early 1950s, both the State Department and the Central Intelligence Agency (CIA) solicited the cooperation of the private sector for funding activities aimed at refuting Communist claims about the United States and its allies—activities that would have suffered from inefficiency had they been openly funded by Washington. This report traces this symbiotic state-private relationship in the case of the Congress for Cultural Freedom (CCF), a worldwide CIA-funded forum for intellectuals of centrist persuasion, established at a time when the US Congress was reluctant to appropriate funding for counterpropaganda. From the very onset, the CIA tried to transfer "Operation Congress" to the philanthropic sector, the Ford and Rockefeller Foundations, in particular. Records of these foundations reveal an internal balancing of risks against responsibilities, which tipped in favor of the CCF by the presence of staunch advocates such as John McCloy and Shepard Stone. By the time the Ford Foundation finally decided to commit itself substantially to the CCF, fate struck and exposed its link with its secret patron. A sense of obligation, if not guilt, on the part of Ford Foundation administrators, often combined with a sincere conviction of its continued utility in the concerted endeavor of tearing down the Iron Curtain, ensured the existence of the CCF—renamed into the International Association for Cultural Freedom (IACF)—for another decade. The incapacity of the IACF to adapt itself to the political climate of the late 1960s and early 1970s, however, ultimately led to its demise.

Cold War; Ford Foundation; Francis X. Sutton Papers; John D. Rockefeller 3rd Papers; Office of the Messrs. Rockefeller RG 2; Rockefeller Family; Rockefeller Foundation

Searching for Female Agency among Documents: Postwar Japanese Female Intellectuals and Their Network

May 11, 2021

Since the late 1980s and 1990s, the research field of the cultural Cold War has flourished and produced numerous works in the United States and in other countries. This development has inspired studies on Japanese culture during and after the occupation in the context of Cold War cultural policies, which, programmed and conducted by various US agencies both public and private, provided the arena of hegemonic negotiation. Representative works include: Fumiko Fujita, Amerika Bunka Gaiko to Nihon: Reisenki no Bunka to Hito no Koryu [U.S. Cultural Diplomacy and Japan in the Cold War Era] (2015), Takeshi Matsuda, Soft Power and Its Perils: U.S. Cultural Policy in Early Postwar Japan and Permanent Dependency (2007), Yuka Moriguchi Tsuchiya, Military Occupation as Pedagogy: the U.S. Re-education and Reorientation Policy for Occupied Japan, 1945-1952 (2005). This scholarship has treated cultural policies as something functional and instrumental in the reconstruction of post-war Japanese subjectivity. In the field of American literary studies as well, this vantage point has been shared since the 2000s.  What has not been fully explored, however, is the fact that there were women deeply involved in this process, working as a kind of agent: as translators, librarians, and others who had mediating functions. The aim of this research project is to explore and to trace this network of "book women," which was generated and reinforced in the process of the Rockefeller Foundation's philanthropic projects for US-Japan cultural relationship.  What has not been fully explored, however, is the fact that there were women deeply involved in this process, working as a kind of agent: as translators, librarians, and others who had mediating functions. The aim of this research project is to explore and to trace this network of "book women," which was generated and reinforced in the process of the Rockefeller Foundation's philanthropic projects for US-Japan cultural relationship.

Charles B. Fahs Papers; John D. Rockefeller 3rd Papers; Rockefeller Family; Rockefeller Foundation

Researching Human Rights at the Rockefeller Archive Center

April 23, 2021

This report details my January 2014 visit to the Rockefeller Archive Center.  My research agenda was to investigate how and why the Ford Foundation and Rockefeller Brothers Fund supported nongovernmental organizations focused on international violations of human rights.  During my time at the Center, I explored two principal topics.  First, I searched records related to the Rockefeller Brothers Fund's support for the International League for Human Rights, Amnesty International USA, Freedom House, and the American Civil Liberties Union, four nongovernmental organizations whose human rights activism was central to my research.  Second, my visit enabled me to explore the broader role played by the Ford Foundation in supporting human rights organizations in the 1960s and 1970s.

Ford Foundation; Nelson A. Rockefeller Papers; Rockefeller Brothers Fund; Rockefeller Family

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