Rockefeller Archive Center

Rockefeller Archive Center Research Reports are created by recipients of research travel stipends and by many others who have conducted research at the RAC. The reports demonstrate the breadth of the RAC's archival holdings, particularly in the study of philanthropy and its effects. Read more about the history of philanthropy at resource.rockarch.org. Also, see the RAC Bibliography of Scholarship, a comprehensive online database of publications citing RAC archival collections.

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Creative Capitalism: Nelson Rockefeller’s Development Vision for Latin America and the World

May 30, 2023

This study of the American International Association for Economic and Social Development (AIA) and its associated corporations, including the commercial International Basic Economy Corporation (IBEC), illuminates an understudied chapter in the history of the public-private aid regime that grew in the midtwentieth century to become the major industry it is today. As development aid became an American strategic priority in the decades after World War II, Nelson Rockefeller embarked on his own experiment for improving agricultural production and standards of living in poor areas of the world. His laboratory would be Latin America, the region he knew well from his wartime work at the Office of Inter-American Affairs (OIAA). Rockefeller's vision of "creative capitalism" meshed development work into a complex system of nonprofit and for-profit corporations engaged in trial-and-error projects to figure out how to develop perceived underdeveloped societies. With the announcement of President Truman's Point IV policy to deploy American development aid globally, Rockefeller advised the US government to make creative and robust use of American nonprofit and commercial expertise to implement this new strategic objective. This project illustrates just how overlapping and porous the boundaries of nonprofit and commercial development work were and the extent to which they intertwined with the state and other entities. It also shows the difficulties of agricultural and economic development abroad when conducted by small nonprofit corporations and commercial capital—even with the backing of Rockefeller wealth. These limitations meant that AIA increasingly turned to support from the burgeoning US and international public-private aid industry.

AIA-IBEC; Agrarian and Rural; American International Association for Economic and Social Development; Nelson A. Rockefeller Papers; Rockefeller Family

The 1963 Ford Foundation Program for Film Makers and the Networks of Experimental Cinema

May 12, 2023

In June 1963, the Ford Foundation's Humanities and the Arts program sent out a call for nominations for their Program for Film Makers. Nine months later, in March 1964, twelve American filmmakers received grants of 10,000 dollars "to enable a limited number of creative film makers to extend and deepen their artistic experience and productivity." The documents surrounding the creation and development of this one-time grant in support of experimental filmmaking reveal the challenges facing private foundations engaged with an evolving and diverse art form. Furthermore, they counter a representation of experimental filmmaking as individualistic and author-centered by uncovering networks of support among artists and the cultural milieu that sustained their works.

Film; Ford Foundation; Rockefeller Foundation

The Ford Foundation, Psychometric Experts, and the Dissemination of Aptitude Testing for College Admission in Latin America during the Cold War

April 28, 2023

This report reconstructs the largely unexplored development of a Latin American network of psychometric experts during the Cold War, which was promoted, funded, and organized by private non-profit US-American organizations, such as the Ford Foundation, the Educational Testing Service, and the College Board. The establishment of this network enabled the dissemination of psychometric knowledge and technologies, and the introduction of the Scholastic Aptitude Test (SAT) as a college admissions test in several Latin American countries. The dissemination mechanisms of these bodies included the organization of a Workshop in Test Construction for Foreign Scholars, training instances on educational measurement and testing offered in Princeton, New Jersey, to scholars from developing countries; the establishment of testing dissemination centers in South and Central America; and the institution of a Latin American branch of the College Board in Puerto Rico. This dissemination and networking process was triggered and catalyzed by a global discourse coalition that defined a global crisis in higher education admissions due to the rapid expansion of primary and secondary education.

Academic Research and Education; Cold War; Ford Foundation

Planned or by Accident? The Inception of the Chinese Materia Medica Research Program at the Peking Union Medical College

April 17, 2023

This report chronicles the events that led to the inception of the Chinese materia medica (CMM) research program at the Peking Union Medical College (PUMC). Dozens of herbal drugs were investigated during the decade after the program was conceived in 1921, including ma-huang, from which ephedrine, an anti-asthmatic drug of global impact, was isolated in 1924. The program was primarily born out of a serendipitous intersection of two independent pursuits by Dr. Ralph G. Mills and Mr. Bernard E. Read, two PUMC faculty members, of their interests in CMM, instead of a preconceived grander aim or strategy by the institution or by any visionary. The establishment of the program, however, was the result of pragmatic handling of personnel and administrative issues by the China Medical Board (CMB)'s key decisionmakers, who accepted the seemingly plausible scientific value and various utilitarian promise of CMM and were open to its research at the PUMC.The discovery of ephedrine is the most celebrated scientific achievement from the CMM research program, and one of the few highlights of Chinese science during the entire Republican Era. Reconstructing the origin of the program will hopefully place this highly acclaimed scientific event in an accurate historical context and enable the construction of a non-whiggish historiographical narrative.

Biology and Medical Research; China Medical Board, Inc.; Medicine and Healthcare; Rockefeller Foundation

The AIA and Public-Private Collaborations in Response to the 1950 Cusco Earthquake

March 27, 2023

This report provides an overview of my research at the Rockefeller Archive Center on the role of the American International Association for Economic and Social Development (AIA) in the aftermath of the 1950 earthquake in Cusco, Peru. More specifically, the United Nations contracted AIA director Robert "Pete" Hudgens to lead a mission to evaluate Cusco and make recommendations about its reconstruction and long-term development. The report was extensive and included detailed recommendations about the broader rural area, in addition to the city of Cusco. I hoped to learn more about that collaboration and how it fit into the AIA's mission. Archival materials from Nelson A. Rockefeller's personal papers and the Rockefeller Family Public Relations Department papers revealed a complex web of public-private negotiations over who would fund and administer Cusco's development plan. And yet, many of the plans never came to fruition, raising questions about the extent to which these collaborations benefited most Peruvians.

AIA-IBEC; Humanitarian and Disaster Relief; Nelson A. Rockefeller Papers; Rockefeller Family; Rockefeller Foundation

Academic and Architectural Modernization for Development: Financial and Technical Assistance to the University of Concepción, Chile, 1956–1968

March 16, 2023

The following research is part of my ongoing dissertation project, which examines the planning, design, and construction of university campuses vis-à-vis the intensification of mining and oil extraction in South America between 1945 and 1975. In this report, I offer a brief overview of the technical and financial assistance that the Ford Foundation (FF), the Rockefeller Foundation (RF), and the UN Special Fund (UNSF) gave to one of my case studies, the Universidad de Concepción (UdeC), located in mineral-rich Chile. Multiple holdings at the Rockefeller Archive Center (RAC) reveal that these organizations provided significant aid to the UdeC between 1956 and 1968—a critical period during which the technical and financial assistance programs of the US became entangled with a national developmentalist agenda that tied scientific and engineering education to economic development. The RAC holdings I explore are extremely useful in understanding the geopolitical and economic context that shaped these aid programs, the UdeC's modernization efforts, and the agendas of the multiple actors involved in this process. The textual and visual documents I analyze also underscore the critical role that modern architecture played in all of this as an enabler of the academic reform and the economic transformation of the region, and as a persuasive signifier of "development."

Academic Research and Education; Ford Foundation; Rockefeller Foundation

The China Medical Board’s Fellowship Programs and Its Shifting Focus to Taiwan during the Postwar Era, 1951–1973

March 6, 2023

In this report, I investigate the institutionalization of the China Medical Board's (CMB) exchange fellowship programs and its shifting focus from Mainland China to a broader East Asia region from 1951 to 1973. In particular, this report looks at the CMB fellowship programs in Taiwan, which facilitated a gigantic wave of young health professionals moving from Taiwan to the United States during the postwar era. I begin by analyzing the major historical events that ultimately shifted CMB's direction from Mainland China to other parts of Asia, and the ways in which Taiwan became a critical focus for CMB after its retreat from Mainland China. The report's second half lies in the anatomy of the CMB fellowship program's operation in the two elite medical schools in Taiwan—the Medical College at the National Taiwan University (NTU) and the National Defense Medical Center (NDMC). I examine the demographical trends from the CMB fellowship allocation files and the key components that emerged from the CMB fellowship program.

China Medical Board, Inc.; Medicine and Healthcare; Nursing; Rockefeller Foundation

From Nelson Rockefeller to Eric Adams: The Evolving Politics of Crime and Punishment in New York

February 16, 2023

Despite calls for the "defunding" of the police and the reimagining of policing following the death of George Floyd in 2020, many New York politicians, in response to rising rates of violent crime, have begun to embrace "law and order." All of this bears a great similarity to the politics of crime and punishment during the governorship of Nelson Rockefeller. Examining several documents in the gubernatorial records of Nelson Rockefeller at the Rockefeller Archive Center, newspaper articles, and public opinion, this report documents the political response to violence and drug addiction in the 1960s and 1970s and compares it to the present, reviewing contrasting arguments of influential Black leaders and "white liberals." It concludes that the present crime context, much like the one during the Rockefeller-era, has divided the left and Black leadership while solidifying Republican commitment to "law and order." It argues that the history of the Rockefeller drug laws illustrates that these divisions and the legitimate fears of working- and middle-class minorities can produce haphazard policies that harm rather than save these communities.

African American Studies; Crime and Criminal Justice; Latino Studies; Nelson A. Rockefeller Gubernatorial Records

Debating the Ethics of Population Control during the Cold War

February 6, 2023

Inspired by a Brazilian critique of overpopulation concerns emanating from the United States during the early 1950s, this project examines debates about the ethics of population control among staff of the Rockefeller Foundation and Population Council, from the late 1940s through the mid-1970s. The historical episodes highlighted include John D. Rockefeller, 3rd's establishment of the Population Council in 1952; the council's formation of an "ad hoc committee on policy" in the mid-1950s; reaction among population control advocates to the papal encyclical Humanae Vitae in 1968, after JDR 3rd and Population Council staff had worked to cultivate alliances with Catholic clergy, particularly Jesuits; and discussions surrounding the United Nations population conference and the simultaneous "population tribune" for representatives of non-governmental organizations, both held in Bucharest in 1974. There is brief discussion of the expansion of family planning initiatives within Latin America—often sponsored by the Population Council, the UN, and the Ford Foundation—during these decades. Among the figures discussed most frequently are John D. Rockefeller, 3rd, demographer Frank Notestein, and Population Council President Bernard Berelson. By the mid-1970s, there was a pronounced ideological split regarding population control between Population Council staff and the Vatican, as well as between advocates of population control measures in the industrialized world and representatives of developing nations who reframed concerns about poverty and resource scarcity to highlight other causes of global inequality. Feminist perspectives are largely absent or ignored early in the period analyzed but become much more evident by the 1970s.

Joan Dunlop Papers; John D. Rockefeller 3rd Papers; Population Council; Population and Reproductive Sciences; Rockefeller Family; Rockefeller Foundation

Six Roles of Philanthropy in John D. Rockefeller, Jr.’s Response to the 1913-14 Colorado Coal Strike

January 20, 2023

John D. Rockefeller, Jr.'s understanding of labor issues prior to 1914 was shaped largely through his philanthropic and civic activities, including contributions to five liberal, Progressive-era organizations concerned with improving industrial conditions. Simply put, philanthropy provided his education.Following the tragic events in Colorado, especially the so-called Ludlow Massacre, JDR Jr. employed philanthropic giving, in combination with a variety of other strategies, to address the problems at the Colorado Fuel & Iron Company (CF&I), while also restoring the Rockefeller family's good name: He used philanthropy to:Improve social and economic conditions in Colorado immediately following the strike;Involve the YMCA's industrial department as part of the company's expanded employee welfare programs;Express gratitude and demonstrate camaraderie with CF&I employees following his historic 1915 visit to Colorado;Promote the ideas of employee representation and personal relations in business; andEncourage research in the emerging fields of industrial relations and organizational behavior. This research report highlights philanthropic aspects of JDR Jr.'s response to the strike and are based on a larger investigation that examined JDR Jr.'s efforts as milestone events in modern public relations and industrial relations as well as JDR Jr.'s emergence as a 20th century icon. Observations about his philanthropic strategy are discussed.

John D. Rockefeller, Jr. Papers; John D. Rockefeller, Sr. Papers; Laura Spelman Rockefeller Memorial; Office of the Messrs. Rockefeller RG 2; Rockefeller Family; Rockefeller Foundation; Rockefeller University

Research Ethics and Professionalism on the Line: A Critical Analysis of Rockefeller Foundation Support of Neurosciences in Nazi Europe, 1933-1945

January 5, 2023

The Nazi movement, heavily rooted in eugenics, caused the persecution and exile of hundreds of neuroscientists. Additionally, eugenic research took place in Nazi Germany with the motivation of improving the so-called "German race" through elimination of hereditary neurological diseases. With the advent of illegal killing of neuropsychiatric patients after World War II started, those patients could be used unethically as research subjects. Thus, neuroscience was at the heart of immoral and unethical activities in Nazi Germany from 1933 to 1945. The Rockefeller Foundation (RF) supported at least twenty exiled academic neuroscientists who either had prior RF support, or who showed "merit" to justify their being awarded limited funds to restart their careers abroad. The RF also supported eugenic neuroscientific research in Nazi Germany (and Denmark) despite escalating racial persecution in pre-war Germany. Some RF funds went to an institute which was also funded by the elite Nazi paramilitary group, the SS. And, an initially RF-funded project, a monkey farm in Würzburg, was used in unethical experiments to prove the cause of multiple sclerosis (MS) with subjects targeted for killing. Overall, the RF walked a fine line between supporting some victims of Nazi persecution, while ironically continuing to fund some neuroscientific research that could be linked to their persecution in the first place, or to destruction of neuropsychiatric patients. While supporting academic refugees was laudable, there was an undercurrent of supporting "best science" without regard for the ethical implications, from which current neuroscientists and others can learn valuable lessons.

Alfred E. Cohn Papers; Biology and Medical Research; Commonwealth Fund; Eugenics; Refugee Scholars; Rockefeller Foundation; Rockefeller University; World War II

Blanchette Rockefeller, Engaged Leadership, and MoMA, 1949-1987

December 12, 2022

This essay aims to highlight Blanchette Rockefeller's leadership style, which emphasized artistic appreciation, collaborative leadership, and institution building. As both a prominent donor to the museum as well as a fixture in leadership during the mid-twentieth century, Mrs. Rockefeller's leadership style falls somewhere between what we would think of as philanthropy and management. Not coincidentally, her husband, John D. Rockefeller 3rd, was engaged with public institutions in the sphere of Asia-US cultural and social relations and pioneered a type of philanthropy denominated "venture philanthropy," which entailed an intellectual and social commitment to favored causes that complemented financial support.[i] In some sense, Blanchette's approach to leadership drew on three key areas: an intellectual emphasis, evident in her passion for promoting artistic appreciation; a social component, manifest in her use of collaborative efforts to advance the mission of MoMA; and, finally, an investment of time, which arguably, in addition to financial support, represented a scarce resource she lavished on the various programs and institutions that she was called to pioneer within MoMA.

Abby Aldrich Rockefeller Papers; Art; Blanchette Hooker Rockefeller Papers; David Rockefeller Papers; Nelson A. Rockefeller Papers; Office of the Messrs. Rockefeller RG 2; Rockefeller Brothers Fund; Rockefeller Family

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