Rockefeller Archive Center

Rockefeller Archive Center Research Reports are created by recipients of research travel stipends and by many others who have conducted research at the RAC. The reports demonstrate the breadth of the RAC's archival holdings, particularly in the study of philanthropy and its effects. Read more about the history of philanthropy at resource.rockarch.org. Also, see the RAC Bibliography of Scholarship, a comprehensive online database of publications citing RAC archival collections.

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Berlin, a “Hollow Shell”: The City as a “Laboratory Study” - A Report on the Ford Foundation’s Cultural and Artistic Projects in Post-war Berlin

September 23, 2022

Throughout the Cold War, American philanthropic organisations founded new institutions and supported already established institutions in West Berlin. They became essential players in the cultural life of the Western part of the former German capital. After a disastrous war and the dismemberment of Germany, the ex-capital Berlin, however, continued to exist – to employ a term of a British diplomat – as a "city on leave." Partly destroyed, disconnected from the "economic miracle" ("Wirtschaftswunder") of West Germany, and dependent for its survival on material assistance from the Federal Republic, the city nevertheless gained symbolic importance in the ideological conflict between the Soviet Union and the West. On a military level, the city was, as the French political scientist Raymond Aron put it, just a "glacis" in the Cold War's confrontations. But as a cultural outpost of Western democratic countries, the city obtained importance as a showcase for new artistic movements and cultural tendencies.

Cold War; Ford Foundation; Humanities; Rockefeller Foundation

Grace McCann Morley and the Office of the Coordinator of Inter-American Affairs

September 9, 2022

While conducting research for my doctoral dissertation, "Grace McCann Morley and the Dialectical Exchange of Modern Art in the Americas, 1935-1958," I visited the Rockefeller Archive Center (RAC) in order to learn more about Grace McCann Morley's work with Nelson Rockefeller and the Office of the Coordinator of Inter-American Affairs (CIAA), through materials in Nelson A. Rockefeller's personal papers. In 1940, Rockefeller invited Morley, the director of the San Francisco Museum of Art (SFMA; now San Francisco Museum of Modern Art), to serve as an advisor to the CIAA and its Committee on Art. This committee planned exhibitions such as La Pintura Contemporánea Norteamericana for Latin American audiences and Latin American Art for US audiences. Although my research in the archives did not uncover correspondence between Rockefeller and Morley, it did reveal useful contextual information about Rockefeller's investment in collecting and exhibiting Latin American art and Morley's relationship with Alfred H. Barr, Jr., the director of the Museum of Modern Art in New York (MoMA).

Art; International Relations; Nelson A. Rockefeller Papers; Rockefeller Family

Friends in Foreign Places: International Understanding in Post-War Civil Society

August 19, 2022

My project seeks to understand the changing practices and discourses of internationalism within post-war British and American civil society. The practices of international friendship—with their emphasis on people-to-people connections—form a crucial but understudied part of the picture of postwar internationalism. My aim with this project is to address the neglect of the "everyday" by using international friendship projects as a window onto discourses and practices of internationalism. In doing so, it will contribute to new and emerging research on the role of emotion and intimacy in shaping transnational relationships. This report explores these issues in relation to three initiatives that sought or received funding from the Rockefeller Foundation and the Rockefeller Brothers Fund in the mid- to late 1950s: the Experiment in International Living (a youth exchange program), the Asia Society for cultural and educational exchange, and Eisenhower's expansive but poorly focused People to People Program.

John D. Rockefeller 3rd Papers; Nelson A. Rockefeller Papers; Office of the Messrs. Rockefeller RG 2; Rockefeller Brothers Fund; Rockefeller Family; Rockefeller Foundation

Contested Subjects across Cold War Frontiers: Hungarian Refugees from 1956

July 29, 2022

My project follows Hungarian refugees from the failed Hungarian Revolution of 1956 through the Cold War ideological and institutional structures of the immediate postwar period. To what extent did they adopt a Cold War script, and conversely and to what extent were they conditioned by the constraints of the geopolitical order? Moreover, how did they help constitute the international meaning of the Revolution? This project is motivated by answers to these questions and uses individual Hungarian refugee trajectories to unpack new insights on the Cold War, as well as how the Cold War obscured other concerns at the time – for instance, decolonization and processing the memories of the Second World War.

Cold War; Rockefeller Foundation

Higher Education, Private Philanthropy, and Music Patronage in the Mid-Twentieth Century

July 18, 2022

This report offers evidence of key actors' strategies to forge a new union between new music and higher education as means to solve the economic instability of performing arts organizations and artists in the mid-twentieth century. Their rationale and resulting programming established American higher education institutions as the main site of creative music-making. Additionally, their decisions implicated the style and genre of music in higher education. Specifically, Rockefeller Foundation trustees emphasized the importance of continuing high arts cultural patronage in the style of European aristocrats in the sixteenth through early nineteenth centuries; and officers of the Rockefeller Foundation and Ford Foundation advocated for improving the quality of, and access to, music education of the same repertoire. Their impacts cemented higher education music departments and schools of music as sites of elite, white culture into the twenty-first century.

Academic Research and Education; Music; Rockefeller Foundation

The Ford Foundation and the National Committee on United States-China Relations: How They Assisted Chinese Economic Reforms during the 1980s

July 8, 2022

This research report summarizes my research experience at the Rockefeller Archive Center (RAC) in July 2017. I went to RAC to collect records related to the activities organized by the National Committee on United States-China Relations (NCUSCR) and the Ford Foundation to support the People's Republic of China's (PRC) post-1978 economic reforms. I incorporated a significant amount of materials from these records into my PhD dissertation, which analyzes how different American institutions, including non-governmental organizations (NGOs), assisted and encouraged China's economic transition during the 1980s.The documents I found were extremely helpful in my effort to reconstruct and analyze the activities and the exchanges the NCUSCR and the Ford Foundation undertook with China during the 1980s. Furthermore, the records also clarified the motivations behind this assistance, revealing not only a genuine desire on the part of the two organizations to learn more about the PRC's economic outlook but also driven by an interest to disseminate ideas that these NGOs believed were necessary to strengthen a world in which liberalism and democracy would dominate.

Detente; Economics; Ford Foundation; National Committee on United States-China Relations

Life’s Networks and the American Art World

June 17, 2022

Life magazine's vast networks and the connections and collaborations between its editors and museum trustees, collectors, curators, critics, and artists at a wide range of institutions led to some of the most fascinating and innovative exhibitions, magazine articles, and programs in the mid-century American art world.

Art; Journalism; Mass Communications; Nelson A. Rockefeller Papers; Office of the Messrs. Rockefeller RG 2; Rockefeller Family

Thomas Whittemore, Fundraiser for Russian Refugees

June 8, 2022

Thomas Whittemore (1871-1950) was an intriguing person whose interests spanned various fields of endeavor, including teaching art history, conducting archaeological excavations, carrying out humanitarian relief, educating refugees, collecting art, and uncovering the mosaics of the church of Hagia Sophia in Istanbul. Various writers have explored discrete aspects of Whittemore's life, but the one part of his work that made his enterprises possible has yet to be studied: how Whittemore succeeded, over more than thirty years, in raising the funds he needed to carry out his projects. This research explores Thomas Whittemore as a fundraiser, particularly for Russian refugees, by examining his relationship with the Rockefeller family and its associates. Materials in the Rockefeller Archive Center help to sketch a preliminary picture of Whittemore's fundraising work in that domain after the First World War. His success was built first and foremost on his ability to immerse himself in the culture of the localities where he worked and thereby earn the trust of those whom he met. He built networks of supporters who advocated for him and introduced him to ever wider circles of people with wealth and influence. Whittemore's mix of cultural competence, personal appeal, and organizational efficiency led to long-standing relationships that served him and his work well for decades.

Humanitarian and Disaster Relief; Laura Spelman Rockefeller Memorial; Office of the Messrs. Rockefeller RG 2; Rockefeller Family; Rockefeller Foundation

The Rockefeller Foundation and Scientific Collaboration in Late Colonial India

May 24, 2022

After submitting my doctoral thesis, I studied documents on public health research in colonial India at the Rockefeller Archive Center (RAC). The visit, from the end of September to early December 2019, allowed me to expand my research on medical infrastructure and sanitary regulations in colonial India. My thesis looked at the sanitary interventions by the British colonial state and Christian missionaries in British Indian port cities in the nineteenth century for protecting the health of European seamen. In my follow-up research, I wanted to explore the development of the study of health and disease in the twentieth century. The governance of public health in this phase was arguably driven by new explorations into bacteriology and virology in various institutes across India. The Rockefeller Foundation (RF) was substantially involved in many of these disease research centers as part of its global fight for public health. It was instrumental in establishing the All-India Institute of Hygiene and Public Health (AIIHPH). As a scoping study for my pile-up project on public health in the first half of the twentieth century, I read reports and correspondence regarding the planning and early years of the institute. I spent a highly fulfilling two months with the RAC, reading important documents on the RF's medical philanthropy and its role in shaping public health research in British India. The stint also enabled me to connect with researchers working on similar subjects.

Medicine and Healthcare; Rockefeller Foundation

Cultivating Moderates: East-West Exchanges and International Influences on Poland’s Transition to Democracy

May 13, 2022

Beginning in the 1950s, American nongovernmental organizations and US government agencies sponsored exchange programs to bring Eastern European scientists, humanists, scholars, and professionals to Western Europe and the United States, in the belief that exposure to the West would pull East Europeans toward democratic capitalism and undermine communist power. Four decades later in 1989, Poles from both government and opposition groups sat together at a round table to negotiate a transformation from one-party communist rule to capitalist democracy. But did these trips and experiences influence how political elites sought to reform their society at the end of the Cold War? Put most broadly, can pathways of influence and shifts in perception within specific epistemic communities be measured, mapped, and visualized to better illustrate and understand exogenous influences on the democratization process in Eastern Europe?This interdisciplinary project combines traditional, archivally-based qualitative techniques used by historians with digital network analysis tools to better understand the complex, overlapping networks of political revolution and international exchange that came together during the Round Table negotiations in Warsaw in 1989.

Cold War; Ford Foundation; International Relations; Rockefeller Foundation

Designing a Pictorial Language: Rudolf Modley’s Search for Philanthropic Support for the Development of a Universal System of Symbols

May 3, 2022

In 1966, acclaimed cultural anthropologist Margaret Mead, and graphic designer Rudolf Modley established the nonprofit Glyphs, Inc., to advance the research, classification, and promotion of universal graphic symbols around the world. Creating a visual language and system of symbols, they believed, could transcend language and lead to greater international understanding and harmony. But despite their esteemed records and vast international contacts, Mead and Modley's ambitious and utopian vision was never fully realized, stalled by lack of financing, unclear and unrealistic goals, differences over philosophy and methodology, and competition and criticism from other comparable endeavors. The correspondence, memos, proposals and reports available in the Rockefeller Archive Center holdings -- notably those of the Ford Foundation (and its affiliate, the Fund for the Advancement of Education), the Rockefeller Foundation (specifically those of the Rockefeller-funded General Education Board), and the Russell Sage Foundation -- provide rich insight into the journey and obstacles faced by Rudolf Modley in raising philanthropic support for his ambitious vision in the decades leading up to the formation of Glyphs, Inc. They shed light on the competing effort of renowned industrial designer Henry Dreyfuss to create an international dictionary of symbols, their differing methods and approach, and their lack of familiarity as designers with the nuances of raising philanthropic funds for their ambitious endeavor. Both Modley and Dreyfuss would go on to publish seminal books on graphic and pictorial symbols in the 1970s, but their tireless efforts to garner support from philanthropic foundations were fraught with false starts and disappointments.

Ford Foundation; General Education Board; Humanities; Rockefeller Foundation; Russell Sage Foundation

Siegfried Kracauer’s New York Networks

April 20, 2022

When Siegfried Kracauer arrived in the United States in May 1941 aboard the Nyassa, he was one of countless German émigrés to have narrowly escaped the Nazi conquest of Europe. By the time of his death a quarter century later, Kracauer had found his footing in the American scene, having published significant contributions to the emerging discipline of film studies (From Caligari to Hitler, 1947; Theory of Film, 1960). He had been hard at work on a monograph about the craft of the historian, which would be published posthumously as History: The Last Things Before the Last (1969). How did this exile gain his bearings upon disembarking in New York Harbor? What were the waystations? Who provided the helping hands? Where did Kracauer turn?

Film; Humanities; Mass Communications; Political Science; Rockefeller Foundation; Social Sciences

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